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Days before the SEC filed suit, the couple made one last big purchase a pair of Patek Philippe watches for themselves, for a total of $154,000. His brother, Albert Vagnozzi, a township supervisor in Upper Providence in Montgomery County, was briefly on staff, but left some years ago to work as a registered investment adviser. Dean Vagnozzi is the President at Better Financial Plan based in King Of Prussia, Pennsylvania. As a result, Stumphauzer indicated in DE-208 that Vagnozzi was in violation of the receivership order for effectuating an agreement for the transfer of monies without the consent or knowledge of the receiver. Dean James Vagnozzi Reviews | Insurance Agent in Collegeville, PA Staff writer Joseph DiStefano contributed this article. The agency says Ford was identified as Cleothus Lefty Jackson when he was previously arrested in Arizona for mortgage fraud. On July 24, 2020 the Securities and Exchange Commission (SEC) filed a lawsuit in United States District Court of the Southern District of Florida against defendants Par Funding, A Better Financial Plan and owner Dean Vagnozzi, along with several other individuals and entities. READ MORE: Dean Vagnozzi and his alternatives to Wall Street, It was true, as far as it went Bennett said one policy, of more than 100 in the investment, had paid off at twice what investors had put in. It was one of the most troubling days Ive had in a long, long time . When you're looking for a financial advisor who will turn your usual standards on their head, Dean Vagnozzi is the perfect way to fit those needs. 2019 Ted Fund Donors He never pulled me aside and told me what I was saying was wrong, or was a violation of securities law, Vagnozzi said in an email to The Inquirer. Outlined in a separate lawsuit as well as the SECs case against Vagnozzi, a Pennsylvania client sued Vagnozzi after refusing to accept a renegotiated promissory note contract from Par Funding. A spokesperson for Vagnozzi's lawyer, George Bochetto, said Vagnozzi's memory had gotten mixed up. After seven years, he said, investors have yet to get back what they put in. In early 2020, he had a more downbeat financial message. He soon realized the repetitive, number-crunching and solitary profession was not for him. His record is marked by lawsuits, a $95,000 regulatory punishment, Vagnozzis admission that some funds havent performed as expected and recent complaints from some investors that others havent delivered, too. I am arranging to pay you 17% !, he said.